Alternative Trading Systems

Regulation ATS 17 CFR 242.300

Preliminary Note

Note

Rule 300 Definitions

Rule 300

Rule 301 Certifications - Public Appearances

Rule 301

Rule 302 Requirements for Alternative Trading Systems

Rule 302

Rule 303 Record Preservation Requirements

Rule 303

Other SEC Rules

Rule 3a1-1 Exemption from the definition of Exchange

... under Section 3(a)(1) of the Act
Text of rule

Final release 34-40760 1998

63 FR 70844, 70922 12.22.98

Adopted Regulation ATS

Proposal release 34-39884 4.17.98

63 FR 23504 4.29.98
Comment letters

Concept release 34-38672 5.23.97

62 FR 30485 6.04.97
Comment letters
SEC webpage

Final release 34-51808 2005

Adopted Regulation NMS
70 FR 37496 6.29.05

Related Topics

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