Regulation M-A

Subpart of Regulation S-K adopted in 1999

The "1000 series"
Integrates the disclosure requirements for tender offers and going-private transactions in a single set of rules

Applies to:

Final release commentary 1999

Regulation M-A Quick Finder

Item
1000	Definitions
1001	Summary Term Sheet
1002	Subject Company Information
1003	Identity and Background of Filing Person
1004	Terms of the Transaction
1005	Past Contacts, Transactions, Negotiations and Agreements
1006	Purposes of the Transaction and Plans or Proposals
1007	Source and Amount of Funds or Other Consideration
1008	Interest in Securities of the Subject Company
1009	Persons/Assets, Retained, Employed, Compensated or Used
1010	Financial Statements
1011	Additional Information
1012	The Solicitation or Recommendation
1013	Purposes, Alternatives, Reasons and Effects in a Going-Private Transaction
1014	Fairness of the Going-Private Transaction
1015	Reports, Opinions, Appraisals and Negotiations
1016	Exhibits

M-A Release 1999

Adopted Regulation M-A
Which made sweeping changes to simplify and integrate disclosure requirements for tender offers and going-private transactions
Also made changes to permit increased communications with security holders in the context of M&A transactions
See M&A announcements
Also made changes to balance the treatment of cash and stock tender offers

See M-A Release, especially Section II.F

Telephone manual (July 2001 Supp)

First part cover Reg M-A

Related Topics

Tender Offer Rules

Clear Gif