... regulatory requirements and legal proceedings

• Documents setting forth the terms of any such agreement,
  filed as exhibits per M-A 1016(d)

1011(a)

Applies to:

• Schedule TO - Item 11

1011(b)

• Compare Rule 12b-20

Applies to:

• Schedule TO - Item 11
• Schedule 14D-9 - Item 8
• Schedule 13E-3 - Item 15

Regulation M-A