1004(a)

• 1004(a)(1) - Tender offers

• Specified disclosure items

• 1004(a)(2) - Mergers

• Specified disclosure items

• Instruction

• Applies if exempt securities are offered

Applies to:

• Schedule TO - Item 4 - Issuer tender offer
• Schedule TO - Item 4 - Third-party tender offer
• Schedule 13E-3 - Item 4

1004(b)

• Covers purchases from subject company
  officers, directors and affiliates

Applies to:

• Schedule TO - Item 4 - Issuer tender offer

1004(c)

• Applies if subject company security holders
  are treated differently

Applies to:

• Schedule 13E-3 - Item 4

1004(d)

• Summary of appraisal rights
• Filed as an exhibit per M-A 1016(f)
• See Appraisal Rights

Applies to:

• Schedule 13E-3 - Item 4

1004(e)

Applies to:

• Schedule 13E-3 - Item 4

1004(f)

Applies to:

• Schedule 13E-3 - Item 4

Regulation M-A