Rules 400 to 498 Index 17 CFR 230

Rule 400  Application of Regulation C 400  Application of Rule 400 to Rule 494

Rules 401 to 419 General Requirements 401    Proper form 401a  Proper form 402    Number of copies; binding; signatures 403    Paper, printing, language and pagination 404    Preparation of registration statement 405    Definitions 406    Confidential treatment 407    [Reserved] 408    Additional information 409    Information unknown or not reasonably available 410    Disclaimer of control 411    Incorporation by reference 412    Modified or superseded documents 413    Registration of additional securities 414    Registration by certain successor issuers 415    Delayed or continuous offering and sale of securities 416    Stock splits, Stock dividends, Employee benefit plans 417    Date of financial statements 418    Supplemental information 419    Offerings by blank check companies

Rules 420 to 434  Form and Content of Prospectuses 420    Legibility of prospectus 421    Presentation of information in prospectuses 423    Date of prospectuses 424    Filing of prospectuses; Number of copies 425    Business combination transactions 426    ABS offerings 427    Contents of prospectus used after nine months 428    Re: Form S-8 registration statements 429    Prospectus for several registration statements 430    Prospectus for use prior to effective date 430A  Prospectus at time of effectiveness 430B  Prospectus after effective date 430C  Prospectus after effective date 431    Summary prospectuses 432    Prospectuses relating to tender offers 433    Post-filing free writing prospectuses 434    [Removed]

Rules 455 to 467   Filing; Fees; Effective Date SEC_CODE_REF_0090001192884 455    Place of filing 456    Date of filing 457    Computation of fee 459    Calculation of effective date 460    Distribution of preliminary prospectus 461    Acceleration of effective date 462    Immediate effectiveness 463    Report of offering of securities - Use of proceeds 464    Effective date of post-effective amendments 466    Effective date - Form F-6 467    Effective date - Forms F-7, F-8, F-9, F-10 and F-80

Rules 470 to 479   Amendments; Withdrawals 470 - 476  Registration Statement Amendments 477 - 479  Registration Statement Withdrawals

Rules 480 to 489  Investment / Bus Dev Companies Investment / Business Development Companies

Rules 490 to 498  Foreign Governments Foreign Government Issuers