Table of Contents

I. Introduction

II. Trade-Through Rule

III. Access Rule

IV. Sub-Penny Rule

V. Market Data Rules and Plan Amendments

  VI. Regulation NMS

  VII. General Request for Comment

  VIII. Paperwork Reduction Act

  IX. Consideration of Costs and Benefits

  X. Consideration of Burden on Competition, and Promotion
of Efficiency, Competition and Capital Formation

  XI. Consideration of Impact on the Economy

  XII. Regulatory Flexibility Act

  XIII. Statutory Authority

  XIV. Text of Reproposed Amendments to the CTA Plan,
the CQ Plan, and the Nasdaq UTP Plan

  XV. Text of Reproposed Rules