A. Securities Act Registration Forms

1. Forms S-1, S-2 and S-3

1. Operation of the three-tier registration system
2. Revisions in Forms as Adopted

2. Rescission of Forms S-7 and S-16 and Replacement of

3. Rescission of Obsolete Forms

4. Amendments to Other Securities Act Forms

1. Form S-8
2. Form S-11
3. Form S-14
4. Form S-15

B. Exchange Act Reporting and Registration Forms

1. Rescission of Obsolete Forms

2. Forms 10, 8-A and 8-B

3. Form 8-K

4. Form 10-K

A. Operation and Philosophy of Regulation S-K

B. Synopsis of Revisions

1. General

2. Item 101--Description of Business

3. Item 102--Description of Property

4. Items 103--Legal Proceedings

5. Item 201--Market Price of and Dividends on the...

6. Item 202--Description of Registrants Securities

7. Item 301--Selected Financial Data

8. Item 302--Supplementary Financial Information

9. Item 503--Summary Information

10. Item 504--Use of Proceeds

11. Item 506--Dilution

12. Item 508--Plan of Distribution

13. Item 510--Disclosure of Commission Position on...

14. Item 512--Undertakings

15. Item 601--Exhibits

1. Revisions to the exhibit table
2. Revisions to the description of exhibits

16. Item 702-- Indemnification of directors and officers

C. Security Ratings

A. Background

B. Synopsis of Revisions

1. General Requirements

2. Shelf Registration

1. Bona Fide Intention to Offer and Sell
2. Accurate and Current Information
3. Exemptions from Application of Shelf Rule
4. At the Market Offerings

3. Form and Contents of Prospectus

4. Written Consents

5. Competitive Bids

6. Filings, Fees, Effective Date

7. Amendments, Withdrawals

8. Investment Companies, Business Development Companies

9. Registration by Foreign Governments

A. Background

B. Implementing Rules

1. Rule 176

2. Proposed Rule 412

3. Proposed Rule 418

4. Possible Amendment of Rule 461

A. Securities Act Rules 135 and 138 103

B. Exchange Act Rules and Schedules

1. Regulation 14A

2. Rule 15c2-8

3. Rules 13e-4 and 14d-6

C. Safe Harbor Rules for Projections