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Fee rate advisory #2  9.28.07

Fee rate advisory #1  5.07.07

• Securities registration fees will increase

• From $30.70 per million to $39.30 per million
• Same reduced rates will apply to §13(e) repurchases and to § 14(g) corporate control transactions

• § 31 transaction fees will be reduced

• From $15.30 per million to $11.00 per million

Fee rate advisory #8  2.15.07

• § 31 transaction fees stay at $15.30 per million

Fee rate advisory #6  2.15.07

• SEC press release  2.16.07
• Announces substantial reduction in SEC fees
• To be effective after President signs Joint Resolution 20
• Securities registration fees will be reduced by 71.3%

• From $107.00 per million to $30.70 per million
• Same reduced rates will apply to §13(e) repurchases and to § 14(g) corporate control transactions

• § 31 transaction fees will be reduced by 50.2%

• From $30.70 per million to $15.30 per million

Prior fee rate advisories

EDGAR filer page

• Current EDGAR filer manual
• SEC holidays
• SIC codes

EDGAR filer help sheet

EDGAR guidance 

• Updating filer information
• Maintaining control of access codes
• Filing adjustments
• Correcting errors in EDGAR filings
• Filing deletions and withdrawals
• Continuing hardship exemptions

Regulation S-T  Electronic filings

S-T Rule 101  Mandatory EDGAR filings

Form ID  Application for access codes

Form SE  For paper exhibits

Form TH  Temporary hardship notice

Securities Act

• § 6(b)  Re: filing fees
• Rule 110  SEC business hours
• Rule 111  Payment of fees
• Rule 402  Copies; signatures  
• Rule 455  Place of filing  
• Rule 456  Date of filing  
• Rule 457  Computation of fee
• Rule 472  Filing amendments

Exchange Act

• § 13(e)(3)  Re: filing fees
• § 14(g)  Re: filing fees
• § 31  Re: filing fees
• § 35A  EDGAR
• Rule 0-2  SEC business hours
• Rule 0-3  Filing of material  
• Rule 0-9  Payment of fees  
• Rule 0-11  for certain acquisitions, etc.
• Rule 12b-11  Copies; signatures
• Rule 31  Section 31 transaction fees

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