Overview
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SEC
acts on the following matters
- Exchange-Traded Funds
- "Naked" Short Selling Anti-Fraud Rule
- Regulation S-P: Privacy of Consumer Information
See
Archive
below
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ETF Rules under 1940 Act Proposed rules
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SEC
press release
3.04.08
- Proposed two new rules to permit Exchange-Traded
Funds (ETFs) to operate
without individual SEC exemptive orders
Video
of Chairman's Statement
Proposed
rules
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"Naked" Short Selling Proposed anti-fraud rule
SEC_CODE_REF_0090001192884
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SEC press release 3.07.08
- Proposed safeguards to protect integrity of
markets during short selling transactions
- Abusive "naked" short selling would constitute fraud
Video of
Chairman's Statement
Proposed
rules
|
Regulation S-P Proposed rules
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SEC
press release
3.04.08
- Proposed rule amendments that set forth privacy
obligations for entities regulated by SEC
Video
of Chairman's Statement
SEC
proposal release
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Archive
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Official
notices
Webcast
archives
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