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Secondary Offerings
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Onyx
Pharmaceuticals
-
$20 million common stock offering
- Common stock shelf registration
Idenix
Pharmaceuticals
-
$150 million common stock offering
-
Priced
10.26.05
- Common stock shelf registration
GTx
CoTherix
- $58.5 mm
Renovis
- $50.8 mm
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Registered Direct Offerings
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Vical
Nanogen
Immunicon
- Sells $19.7 million in a registered direct
offering
- Sold at $4.75 per share; Stock declines in
response
- Cell-based research and diagnostic products
- Legg Mason / First Albany
- Morgan Lewis

Allos
Therapeutics
- $50 million exchangeable preferred stock
- Warburg Pincus investment
- 43% of pro forma shares outstanding
Additional
investment - FrontPoint Healthcare
Shareholder
approval (per NASDAQ rules):
SEC
registration
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PIPEs - Equity Lines
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Hana
Biosciences PIPEs
- $14.7 million sale of common stock and warrants
- Oppenheimer - Griffin Securities, placement agent
- Sold at $4.00 per share; 737,000 warrants
GlycoGenesys
Equity Line
Tercica
Equity Line
Large
Scale Biology
Equity Line
La
Jolla Pharmaceutical PIPEs
Metabasis
Therapeutics PIPES
Lipid
Sciences PIPEs
Titan
Pharma
Equity Line
SEC_CODE_REF_0090001192884
ISIS
Pharma PIPEs
Sonus
Pharmaceuticals PIPEs
Conceptus PIPEs
GlycoGenesys PIPEs
- Threatened Nasdaq delisting
See PIPEs - Equity Line Financings
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Convertible Securities
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Amgen
- Prices $5 billion offering
- $2.5B five-year senior notes
◊ 0.125% / 11% conversion premium
- $2.5B seven-year senior notes
◊ 0.375% / 10.5% conversion premium
- Deal involved sale of warrants to
effectively raise the conversion premium to 50%
- Proceeds will fund $3B common stock repurchase
- Deal size was increased by $1 billion
Cell
Therapeutics
Immunomedics
- Convertible subordinated notes and warrants
- Morgan Lewis

Human
Genome Sciences
- Convertible subordinated notes
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Shelf Registration Filings
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GTC
BioTherapeutics
Universal Shelf
IDM
Pharma
Common Stock
DURECT
Common Stock
Discovery
Laboratories
Universal Shelf
Senomyx
Universal Shelf
StemCells
Common Stock
- Ropes & Gray

Oscient
Pharma Common Stock
- Ropes & Gray

OXiGENE Universal Shelf
- Mintz Levin

Tercica
Universal Shelf
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Bank Financing
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North
American Scientific
- Bank Loan
Cancervax
- Bank Loan
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Related Topics
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