• Rule 405

• Rule 12b-2
• S-X Rule 1-02(p)

• Exchange Act § 3(a)(24)

• Regulation M - Rule 100(b)

• Regulation M - Rule 100(b)

• Exchange Act § 3(a)(51)

• Securities Act § 2(a)(2)
• Exchange Act § 3(a)(9)
• Rule 144(a)(2)

• S-X Rule 1-02(q)

Person associated with a broker or dealer

Person associated with a nationally recognized statistical rating organization

Person associated with a member

Person associated with a public accounting firm

SEC_CODE_REF_0090001192884

• Rule 16a-1(g)

• Rule 405

• Rule 12b-2

• Regulation A - Rule 261(b)

• Rule 12b-2

• S-X Rule 1-02(r)

• Regulation M - Rule 100(b)

• Rule 405

• Rule 12b-2

• Sarbanes-Oxley Act §2(a)(10)

• Rule 405

• Rule 12b-2

• S-X Rule 1-02(s)

• Securities Act § 2(a)(10)
• Rule 405

• Rule 12b-2

• Rule 134 - Communications Not Deemed a Prospectus

• Rule 14a-1(f)
• Rule 14c-1(g)

• Rule 14a-1(g)

• Sarbanes-Oxley Act §2(a)(11)

• Form 10-K

• Exchange Act § 3(a)(13)

• Rule 13e-3(a)(2)

• Regulation D - Rule 501(h)

• Rule 16a-1(h)