Alternative asset manager files for IPO

• To sell Class A shares representing Class A limited liability company interests
• Follows IPOs by Blackstone and Fortress Investment
• More at Private Equity IPOs

• SEC filing fee is based on a $417mm IPO

• Secondary offering
• No underwriters named

Counsel

• Apollo: OMelveny & Myers

Form S-1

• Top

• Summary
• Use of proceeds
• Tax considerations
• Financial statements

Organizational documents

• Certificate of formation
• LLC agreement - Apollo
• LLC agreement - AGM Management

PE Firm IPOs

Private Equity