Securities Act

100-215  Gen rules

100-215  Gen rules

236-238  Reg A-R

251-346  Reg A

400-498  Reg C

501-508  Reg D

601-656  Reg E

701        Rule 701

800-802  Cross-border

901-905  Reg S

1001      Reg CE

SEC Regulations

AB    Asset-backed

AC    Analysts

ATS  Alternative trading

BTR  Trading blackouts

FD   Fair disclosure

G     Non-GAAP

M     Market trading

M-A  M&A disclosures

NMS  National Market

SHO  Short sales

S-K   Disclosure items

S-P   Consumer privacy

S-T   Electronic filings

S-X   Accounting rules

205   Attorney conduct

Rating agencies

Exchange Act

0-1     Definitions

0-2     General rules 

3a1     Exemptions

3a-12  Exemptions

3b      Definitions

6a      Exchanges

6h      Futures

8c      Hypothecation

9b      Option disclosures

10a    Short sales

10b    Manipulations 

10A    Auditors

11a    Floor trading

11b    Specialists

11d    Exemptions

11A    National Market

12a    Exempt securities

12b    Regulation 12B

12d1  Certification

12d2  Trading suspension

12f1   Unlisted trading

12g-h Extensions

13a    Periodic reporting

13b    Books and records

13d    Regulation 13D

14a    Proxy solicitation

14c    Information statements

14d    Tender offers

15a-b Broker-dealer

15c    OTC markets

15d    Periodic reporting

15g    Penny stocks

15A    Securities associations

15B    Municipal securities

15C    Government securities

16      Insider trading

17a    SROs

17d    Trading records

17i     Investment bank

17A    Transfer agents

19b    SRO rule changes

19c    SRO trading

19d-h Disciplinary rules

24b-c Public information

31     Transaction fees

36     OTC derivatives