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SEC Filings

Annual meeting proxy

10-K

10-Q

8-K

11-K

Late filings

More at SEC Forms

 

Statutes Rules

New rules

SEC index

SEC definitions

SEC Fees 

NYSE - Nasdaq index

Statutes index

Delaware GCL

Compliance Topics

Corporate governance

Ethics codes

Rules 144 / 145

Insider trading reporting

Attorney conduct rules

SEC enforcement

 

Notable Disclosure Issues

Climate Risk

Beneficial ownership reporting

Executive compensation

Non-GAAP measures

Regulation FD

Materiality

Delaware chancery court rules on advance notice bylaws Date Added: 4/16/2008
Visa raises $17.9B in largest-ever US IPOIRS guidance on Controversial Private Letter Ruling on 162(m)
Supreme Court rules in LaRue v DeWolff (ERISA)
SEC launches new Interactive Data Viewer: Financial Explorer
SEC rules on exclusion of shareholder access proposals
CIFiR posts draft Progress Report prior to 2.1.08 meeting
SEC issues final rule changes for payment of SEC fees
Supreme Court rules in Stoneridge v Scientific-Atlanta
Delaware Chancery rules on United Rentals buyout
SEC launches its Executive Compensation Reader
New Channel Page for Rules 144 -145
SEC guidance for expensing employee options (SAB 110)
SEC issues release for smaller company reporting
Chairman Cox proposes another 404 delay for smaller companies Testimony: Sarbanes-Oxley Section 404: New Evidence on the Cost for Small Companies (Christopher Cox, Dec. 12, 2007)
SEC approves changes to Form S-3 eligibility
SEC issues final releases on proxy access and Rule 144-145 changes
SEC acts on shareholder proxy access
SEC adopts rule changes for smaller businesses SEC Votes to Adopt Three Rules to Improve Regulation of Smaller Businesses; 2007-233; Nov. 15, 2007
SEC identifies companies with ties to state sponsors of terrorism
IRS guidance on "covered employees" under IRC 162(m)
Google's transferable stock option program
Personal use of corporate aircraft
IRS final rules for deferred compensation
 

Hot Topics

Advance Notice Bylaws Date Added: 4/23/2008

Performance Targets

Term./CIC Arrangements

Term./CIC Payments

10b5-1 trading plans

Deferred compensation

Aircraft use

SEC advisory committee

Electronic forums

Face-to-Face meetings

Shareholder proposals

Say-on-pay

 

Notable Financings

VISA IPO

GLG reverse merger

Discover Card spinoff

Blackstone IPO

Fortress IPO

 

Recent Opinions

Apache v. NYCERS Date Added: 4/23/2008

Levitt v. Office Depot Date Added: 4/20/2008

Jana Master Fund

United Rentals

Tellabs

In re Topps

Netsmart

LAMPERS (Caremark)

SS&C Technology

ABRY Partners

In re TCI

 


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