National Market Securities

Exchange Act § 11A

Securities Act Amendments of 1975

Rule 11Aa2-1 National Market System Securities

Rule 11Aa3-1 Transaction Reports and Last Sale Data

Rule 11Aa3-2 National Market System Plans

Rule 11Ab2-1 Securities Information Processors

Rule 11Ac1-1 Dissemination of Quotations

Rule 11Ac1-2 Display of Transaction Reports

Rule 11Ac1-3 Customer Account Statements

Rule 11Ac1-4 Display of Customer Limit Orders

Rule 11Ac1-5 Disclosure of Order Execution Information

Rule 11Ac1-6 Disclosure of Order Routing Information

Rule 11Ac1-7 Trade-Through Disclosure Rule

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