Municipal Securities Trading

Municipal Securities Rulemaking Board

Exchange Act § 15B

Text of Statute

Rule 15Ba2-1 Registration of Banks

Text of Rule

Rule 15Ba2-2 Registration of Intrastate Dealers

Text of Rule

Rule 15Ba2-4 Registration of Successors

Text of Rule

Rule 15Ba2-5 Registration of Fiduciaries

Text of Rule

Rule 15Bc3-1 Withdrawal from Registration

Text of Rule

Rule 15Bc7-1 Examination Reports

Text of Rule

SEC Releases

Final release 34-34961 1994

Staff Legal Bulletin 11 2000

Re: Applicability of the Investment Advisers Act of 1940 to financial advisors to municipal bond issuers

Related Topics

Government Securities

Clear Gif