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Exchange Act §7
Margin Requirements
7(a)
- Rules and regulations for extension of credit; standard for initial
extension; undermargined accounts
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7(b)
- Lower and higher margin requirements
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7(c)
- Unlawful credit extension to customers
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7(d)
- Unlawful credit extension in violation of rules and regulations;
exceptions to application of rules, etc
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7(e)
- Effective date of this section and rules and regulations
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7(f)
- Unlawful receipt of credit; exemptions
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7(g)
- Effect of bona fide agreement for delayed delivery of mortgage related
security
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Federal Reserve Board Rules
NASD Rule 2520
SEC_CODE_REF_0090001192884
SEC Rules
Rule 8c-1
Hypothecation of Customers' Securities - Text of Rule
- Rules 8c-1, 15c2-1, 15c3-2,and 15c3-3 generally
restrict a broker- dealer's use of customer funds and securities to finance its
business activities
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SEC
Release 34-40594 1998
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Rule
10b-16 Margin Credit Disclosures |
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