Rule 411

Rule 12b-23

• 12b-23

S-K Item 10(d)

• SEC Releases

• SEC Release 33-6383 1982
• SEC Release 34-35833 1995

Revised Rule 412

• Modified or superseded documents
• Changes to 412(a) and 412(d)
• Securities Offering Reform Changes 

• Revised Rule 412

Rule 412

Revised Rule 418

• Supplemental information
• Changes to 418
• Securities Offering Reform Changes 

• Revised Rule 418

AMBAC Indemnity 12.19.96

XL Capital Assurance 7.23.02

Securities Registration