|
Summary
|
 Types
of companies subject to Exchange Act
registration requirements:
- Has registered a class of equity or debt
securities under Exchange Act §12(b)
- So that the securities can be
listed and traded on a national securities exchange
- Exchange Act §12(b) Registrants
- Has registered a class of equity securities under
Exchange Act §12(g)(1)
- Because it had total assets of more than $10 million and the
class of equity securities is held by more than 500 record holders as of the
last day of the company's fiscal year (and cannot rely on an exemption from such
registration)
- Exchange Act §12(g) Registrants
- Per Exchange Act §15(d), has filed a registration
statement under the Securities Act that became effective and has not met the
thresholds for suspension of its reporting requirements
- Exchange Act §15(d) Registrants
- Has voluntarily registered a class of equity
securities under Section 12(g) of the Exchange Act
- Voluntary
Filers
- Has succeeded to the obligation of another
reporting company
- Per Rules 12g-3 and 15d-5
- Successor Issuers
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SEC Rules - Forms
 Form
15 |
Exchange
Act §12(g)(4) Acceleration of effectiveness
- Certifications of Termination of Registration Under Section 12(g)
- Text of Rule
- Tel Man M 24 - 27
49 FR 12689, Mar. 30, 1984, as amended at 51 FR 25362,
July 14, 1986; 61 FR
21354, 21356, May 9, 1996 |
Rule
12g-4 Acceleration of effectiveness
- Certifications of Termination of Registration Under Section 12(g)
- Text of Rule
49 FR 12689, Mar. 30, 1984, as amended at 51 FR 25362,
July 14, 1986; 61 FR
21354, 21356, May 9, 1996 |
| Exchange
Act §12(h) SEC_CODE_REF_0090001192884
- Certifications of Termination of Registration Under Section 12(g)
- Text of Rule
49 FR 12689, Mar. 30, 1984, as amended at 51 FR 25362,
July 14, 1986; 61 FR
21354, 21356, May 9, 1996 |
Rule
12h-3 Acceleration of effectiveness
- Suspension of Duty to File Reports under Section 15(d)
- Text of Rule
- Tel Man M 31 - 33
49 FR 12689, Mar. 30, 1984, as amended at 51 FR 25362,
July 14, 1986; 61 FR
21354, 21356, May 9, 1996 |
Exchange
Act §15(d)
- Certifications of Termination of Registration Under Section 12(g)
- Text of Rule
49 FR 12689, Mar. 30, 1984, as amended at 51 FR 25362, July 14, 1986; 61 FR
21354, 21356, May 9, 1996 |
Rule
15d-6 Suspension of Duty to File Reports
- Suspension of Duty to File Reports
- Text of Rule
- Tel Man M 38
49 FR 12690, Mar. 30, 1984 |
SEC Exemption Rules
Rule
12a-4 Warrants
15 FR 3450, June 2, 1950, as amended at 18 FR 128,
Jan. 7, 1953 |
Rule
12a-5 Substituted or additional securities
13 FR 8185, Dec. 22, 1948, as amended at 19 FR 669, Feb. 5, 1954; 20 FR 2081,
Apr. 2, 1955; 53 FR 41206, Oct. 20, 1988 |
Rule
12a-6 Securities underlying certain options
38 FR 11449, May 8, 1973, as amended at 50 FR 20203,
May 15, 1985 |
Rule
12a-7 Standardized market baskets
56 FR 28322, June 20, 1991; 70 FR 37496, 37618,
June 29, 2005. |
Rule
12a-8 Depositary shares
62 FR 39755, 39766, Sept. 2, 1997 |
| Rule
12a-9 Standardized options |
Related Topics
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Unlisted
Trading Privileges
Listing
Requirements
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