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Compensation of Directors and Executive Officers
Overview
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Item
8 applies "if action is to be taken with respect to":
- Election of directors Item 8(a), or
- Where a director, nominee or executive officer
will participate, any
- Compensation plan or contract
Item 8(b)
- Pension or retirement plan
Item 8(c)
- Grant of options or warrants
Item 8(d)
Item
8 keys to specified Regulation S-K items
- S-K 402 Executive compensation
- S-K 407(e)(4) Compensation committee interlocks
- S-K 407(e)(5) Compensation committee report
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Item 8 Requirements
Item
8 Compensation of directors and executive officers
- Furnish the information required by Item
402 of Regulation SK and paragraphs (e)(4) and (e)(5) of Item 407 of Regulation
SK if action is to be taken with regard to:
- (a) The election of directors;
- (b) Any bonus, profit sharing or other
compensation plan, contract or arrangement in which any director, nominee for
election as a director, or executive officer of the registrant will participate;
- (c) Any pension or retirement plan in which
any such person will participate; or
- (d) The granting or extension to any such
person of any options, warrants or rights to purchase any securities, other than
warrants or rights issued to security holders as such, on a pro rata basis.
- However, if the solicitation is made on
behalf of persons other than the registrant, the information required need be
furnished only as to nominees of the persons making the solicitation and
associates of such nominees. In the case of investment companies registered
under the Investment Company Act of 1940 (15 U.S.C. 80a), furnish the
information required by Item 22(b)(13) of this Schedule 14A.
- Instruction. If an otherwise reportable
compensation plan became subject to such requirements because of an acquisition
or merger and, within one year of the acquisition or merger, such plan was
terminated for purposes of prospective eligibility, the registrant may furnish a
description of its obligation to the designated individuals pursuant to the
compensation plan. Such description may be furnished in lieu of a description of
the compensation plan in the proxy statement.
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Item
8 Referenced S-K Items
- S-K 402 Executive compensation
- S-K 407(e)(4) Compensation committee interlocks
- S-K 407(e)(5) Compensation committee report
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Complete Schedule 14A
SEC_CODE_REF_0090001192884
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Online
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Paper
versions
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Related Topics
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Key
Index Pages
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