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Voting Securities and Principal Holders Thereof
Overview
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 Item
6 requires specified disclosures about
- Shares outstanding / Eligible votes
Item
6(a)
- Record date Item
6(b)
- Cumulative voting Item
6(c)
- Beneficial ownership Item
6(d)
- Change in control Item
6(e)
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Item 6 Requirements
 Item
6(a) Number of shares - votes
- Number of shares outstanding
- Number of votes for each class
- As to each class of voting securities of
the registrant entitled to be voted at the meeting (or by written consents or
authorizations if no meeting is held), state the number of shares outstanding
and the number of votes to which each class is entitled.
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Item
6(b) Record date
- State the record date, if any, with respect
to this solicitation.
- If the right to vote or give consent is not
to be determined, in whole or in part, by reference to a record date, indicate
the criteria for the determination of security holders entitled to vote or give
consent.
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Item
6(c) Cumulative voting rights
- Required disclosures, if cumulative voting
applies
- If action is to be taken with respect to the
election of directors and if the persons solicited have cumulative voting
rights:
(1) Make a statement that they have such rights,
(2) briefly describe such rights,
(3) state briefly the conditions precedent to the exercise thereof, and
(4) if discretionary authority to cumulate votes is solicited, so indicate.
- Cumulative voting rights Topic Page
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Item
6(d) Beneficial ownership
- Required disclosures about beneficial ownership
- Furnish the information required by Item 403
of Regulation S-K to the extent known by the persons on whose behalf the
solicitation is made.
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Item
6(e) Change-in-control
- Required disclosures about any change in control
- If, to the knowledge of the persons on
whose behalf the solicitation is made, a change in control of the registrant has
occurred since the beginning of its last fiscal year,
state the name of the person(s) who acquired such control,
the amount and the source of the consideration used by such person or persons;
the basis of the control, the date and a description of the transaction(s) which
resulted in the change of control and the percentage of voting securities of the
registrant now beneficially owned directly or indirectly by the person(s) who
acquired control; and
the identity of the person(s) from whom control was assumed.
- If the source of all or any part of the
consideration used is a loan made in the ordinary course of business by a bank
as defined by section 3(a)(6) of the Act, the identity of such bank shall be
omitted provided a request for confidentiality has been made pursuant to section
13(d)(1)(B) of the Act by the person(s) who acquired control. In lieu thereof,
the material shall indicate that the identity of the bank has been so omitted
and filed separately with the Commission.
- Instructions
1. State the terms of any loans or pledges obtained by the new control group for
the purposes of acquiring control,and the names of the lenders or pledgees.
2. Any arrangements or understandings among members of both the former and new
control groups and their
associates with respect to election of directors or other matters should be
described.
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Selected Precedent Disclosures
SEC_CODE_REF_0090001192884
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Early
filers 2008
Prominent
filers 2007
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Complete Schedule 14A
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Online
versions
Paper
versions
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Related Topics
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Key
Index Pages
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