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Dissenters Right of Appraisal
Overview
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 Item
3 disclosure requirements apply "if a matter to be acted upon"
triggers statutory appraisal or dissenter's rights
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Item 3 Requirements
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Item
3
- Outline of appraisal rights (or
similar rights of dissenters) and related statutory procedures
- Look to registrant's state of
incorporation and the applicable State law and procedures
- Outline briefly the rights of
appraisal or similar rights of dissenters with respect to any matter
to be acted upon and indicate any statutory procedure required to be
followed by dissenting security holders in order to perfect such
rights. Where such rights may be exercised only within a limited
time after the date of adoption of a proposal, the filing of a
charter amendment or other similar act, state whether the persons
solicited will be notified of such date.
Item
3 Instructions
- Indicate how failure to vote, as well
a "no" vote", by security holder will be treated under applicable state
law
- Instruction 1 Indicate whether a
security holder's failure to vote against a proposal will constitute a waiver of
his appraisal or similar rights and whether a vote against a proposal will be
deemed to satisfy any notice requirements under State law with respect to
appraisal rights. If the State law is unclear, state what position will be taken
in regard to these matters.
- Item 3 doesn't apply to open-end investment
companies
- Instruction 2
Open-end investment companies registered under the Investment
Company Act of 1940 are not required to respond to this item.
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Selected Precedent Disclosures
SEC_CODE_REF_0090001192884
Complete Schedule 14A
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Online
versions
Paper
versions
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Related Topics
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Key
Index Pages
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