Exchange Act § 14(b) Securities held in street name

• Giving or refraining from giving proxy in respect of any security carried for account of customer

• Statute

Rule 14a-13  Communicating with beneficial owners

• Obligation of Registrants in Communicating with Beneficial Owners
• Rule

Rule 14c-7  Providing copies for beneficial owners

• Providing Copies of Material for Certain Beneficial Owners
• Rule

Rule 14b-1  Street name - Prompt forwarding

• Obligation of Registered Brokers and Dealers in Connection with the Prompt Forwarding of Certain Communications to Beneficial Owners
• Rule

Rule 14b-2  Street name - Prompt forwarding

• Obligation of Banks, Associations and Other Entities that Exercise Fiduciary Powers in Connection with the Prompt Forwarding of Certain Communications to Beneficial Owners
• Rule