Nasdaq becomes a national securities exchange

NASD conforming changes for securities offering reform

NASD proposes rule on fairness opinions

NYSE plans to trade more debt securities

• Would allow trading on NYSE's Automated Bond Systems for unlisted debt securities issued by NYSE equity-listed companies and their subsidiaries
• e.g., debt securities of GE, GM and Ford
• NYSE Rule Filing 2004-69 7.08.05

NYSE Home Page

Listed Company Manual

Select Information Memos

NASD Home Page

Rules and Regulation

NASD Manual Online

Notices to Members

SEC Rule Filings

SEC_CODE_REF_0090001192884

Nasdaq Home Page

Listing Standards & Fees

FAQs

Corporate Governance

NASD Rule 2710  Corporate Financing Rule

NASD Rule 2720 Underwriter Conflicts of Interest

Nasdaq Listing Requirements

M&A Fairness Opinions

Shareholder Approval Requirements

NYSE Rule 452 Brokers Giving Proxies

Nasdaq Transition

Exchanges

• Exchange Act §5
• Exchange Act §6
• Rule 6a-1   Registration
• Rule 6a-2   Amendments
• Rule 6a-3   Supplemental materials
• Rule 6a-4   Notice of Registration
• Rule 6h-1   Requirements for Security Futures Products
• Rule 24b-1  Documents to Be Kept Public by Exchanges

Registered Securities Associations

• Exchange Act §15A
• Rule 15Aa-1  Registration
• Rule 15Aj-1   Amendments - Supplements