Cross-Border Exemptions

Preliminary Notes

Text of Notes
Exemption from § 5 only Note 1
Plan or scheme to avoid .... Note 2
Re: Exchange Act requirements Note 3
Re: state law requirements Note 4
Non-exclusive safe harbor Note 5
Issuer transactional exemption only Note 6

Integration with other offerings Note 7
Re: rights offerings Note 8
Re: investment company rights offerings Note 9

Rule 800 Definitions

Rule 801 Rights Offerings

Text of Rule
Conditions - 801(a)
Legends - 801(b)

Rule 802 Exchange Offers - Business Combinations

Text of Rule
Conditions - 802(a)
Legends - 802(b)
Non-issuer exchange offers - 802(c)

Related Topics

Foreign Private Issuers

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