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SEC Rule 122 - SEC Rule 0-4
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Non-Disclosure of Information Obtained in the
Course of
Examinations and Investigations
 Rule 122
Rule 0-4
 SEC
Releases
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Announced SEC Investigations
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Misdating
of stock option grants
General
Motors
- Over pension reporting, transactions with Delphi
- Form 8-K 10.27.05
General
Reinsurance (Berkshire Hathaway)
Inspire
Pharmaceuticals
BearingPoint
Bank
of America
- Over trading and research at Banc of America
Securities
- SEC staff recommending enforcement action
- Form 8-K 9.02.05
Terex
Schnitzer
Steel
- Metals recycler discloses SEC formal
investigation
- Over improper commission payments to purchasing
managers at its Asian customers
- Press release
 8.24.05
Amkor
Technology
- Discloses SEC formal investigation of insider
trading
- Press release 8.22.05
Goodyear
Tire
SEC_CODE_REF_0090001192884
- Receives Wells notice over financial restatement
- Press release 8.16.05
Pfizer
- Over COX-2 medicines Bextra and Celebrex
- Form 10-Q
at page 43 8.08.05
Eastman
Kodak
- Over restatement of 2003 - 2004 financials
- Form 10-Q
at page 66 8.08.05
Oil
Companies - FCPA Violations
DaimlerChrysler
- UN Oil-for-Food Program
RenaissanceRe
Sun
Communities
United
Rentals
- Special committee acknowledges that accounting
may have been incorrect
- Press release 7.14.05
Harley
Davidson
- Earnings release 7.13.05
- Discloses SEC request for information over April
2005 disclosures of company's sales expectations
Metris
Companies
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Disclosing Investigations
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Friedman
Billings - Shareholder Litigation
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Related Topics
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