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SEC Enforcement
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Monster
Worldwide CEO
United
Health CEO
Maxim
Integrated Products
KLA-Tencor
and Juniper Networks general counsel
Brocade
CFO/COO
Integrated
Silicon Solution CFO
Brooks
Automation CEO
KLA-Tencor
CEO
Engineered
Support Systems CEO
Apple
general counsel
McAfee
general counsel
Monster
Worldwide general counsel
Take-Two
Interactive CEO
Engineered
Support executives
Comverse
general counsel
Symbol Technologies General Counsel
(Stock options)
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Criminal Charges
SEC_CODE_REF_0090001192884
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Comverse
Technology executives
- Former CEO, CFO and General Counsel
- Claims that false documentation was routinely
used to give "in-the-money" options
- Benefited executives personally
- DOJ (EDNY) brings criminal charges
- SEC brings civil securities fraud charges
Brocade
CEO and VP
- Criminal charges against former CEO and HR head
- SEC also charges new CFO for failing to notify
Board
- DOJ (ND CA) brings criminal charges
- SEC brings civil securities fraud charges
Symbol
Technologies
general
counsel (Leonard Goldner)
- Manipulated stock option exercise dates and
backdated transactional documents
- Criminally convicted, including for income tax
violations
- Barred from practice before SEC
- Government Investigations at page 30
- Securities Litigations
at page 31
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Related Topics
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