|
Developments
|
 Sarbanes
Oxley Act
- Made several changes to criminal laws
for securities law and related violations
- Potential penalty for tampering with a record is
now higher than for conspiring to kill a witness
|
Statutory
Criminal Penalties
|
Securities Act |
 Section
24 Criminal penalties |
|
Exchange Act |
| Section
30A Foreign Corrupt Practices Act |
| Section
32 Willful violations SEC_CODE_REF_0090001192884
-
Exchange Act §
32
- SEC Enforcement Remedies
|
|
Sarbanes Oxley Act |
Title
VIII Corporate and Criminal Fraud Accountability Act
- Section 801 Short Title
- Section 802 Altering documents
- Section 803 Debts nondischargeable
- Section 804 Statute of limitations
- Section 805 Federal Sentencing Guidelines
- Section 806 Whistleblower protection
- Section 807 Criminal penalties
|
Title
IX White-Collar Crime Penalty Enhancement Act
- Section 901 Short Title
- Section 902 Conspiracies to commit criminal fraud
- Section 903 Mail and wire fraud
- Section 904 ERISA penalties
- Section 905 Federal Sentencing Guidelines
- Section 906 Financial report certification
|
Title
XI Corporate Fraud Accountability Act
- Section 1101 Short Title
- Section 1102 Record tampering; Impeding a proceeding
- Section 1103 SEC temporary freeze authority
- Section 1104 Federal Sentencing Guidelines
- Section 1105 Officer-director bars
- Section 1106 Exchange Act criminal penalties
- Section 1107 Whistleblower protection
|
Related Topics
|
