Form 10-Q

Lawyer Links Hyperlinked Version

SEC Website PDF

Preliminaries

Check Boxes

Well-known seasoned issuer - Rule 405
"Not required to file": i.e. Voluntary filer
Compliant filer
Late filings
Accelerated filer
Public float
Shell company

General Instructions

A - Use of Form 10-Q

An accelerated schedule is being phased-in
for accelerated filers
45 days after quarter-end for all others

B - SEC general rules

Form 10-Q

C - Preparation requirements

Form 10-Q
Also see Instruction to Part II

D - Incorporation by reference

Form 10-Q

E - Integrated reports

Form 10-Q

F - Filed status of information presented

Form 10-Q

G - Signature and filing

H - Wholly-owned subsidiaries

Form 10-Q

Part I Financial Information

Item 1 - Quarterly financials

Item 1A - Risk factors

Item 2 - MD&A

Item 3 - Market risk disclosures

Item 4 - Controls

Form 10-Q
S-K 307 - Disclosure controls
S-K 308(c) - Internal controls

Part II Other Information

Item 1 - Legal proceedings

Item 2a - Unregistered sales of equity securities

Item 2b - Stockholder matters

Item 2c - Issuer repurchases

Item 3 - Defaults upon senior securities

Form 10-Q

Item 4 - Results of security holder vote

Form 10-Q

Item 5 - Other Information

Form 10-Q
Form 8-K

Item 6 - Exhibits

Form 10-Q
S-K 601
Exhibits

2 M&A agreement
3(i) Articles of incorporation
3(ii) Bylaws
4 Indentures
10 Material contracts
11 Computation of per share earnings
15 Auditor letter: Interim financials
18 Change in accounting principles
19 Incorporation of report (10-Q Part I)
22 Results of security holder vote
23 Consents of experts and counsel
24 Power of attorney
31(i) CEO - CFO Certifications (§302)
32 CEO - CFO Certifications (§1350)
99 Additional exhibits
100 XBRL-related documents

Signatures

CEO / CFO Certification

Principal executive officer and principal financial officer
are required to provide specified certifications

Section 302 certification

Filed as Exhibit 31 to Form 10-Q
See Filing requirements

Section 906 certification

Filed as Exhibit 32 to Form 10-Q
See Filing requirements

SEC FAQs

Telephone Manual 1997

Items S45 - S48

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