Form 10-KSB

Lawyer Links Hyperlinked Version

SEC Website PDF

Check Boxes - Blanks

"Not required to file": Voluntary issuer
Compliant filer
Delinquent §16(a) insider trading reports
Issuer's revenues
Public float
Post-bankruptcy reports
Outstanding shares
Documents incorporated by reference

General Instructions

A - Use of Form 10-KSB

Form 10-KSB
Small business issuers

B - SEC general rules

Form 10-KSB

C - Signature and filing

Form 10-KSB

D -Employee stock purchase plans

E - Incorporation by reference

Form 10-KSB

F - Integrated reports

Form 10-KSB

G - Wholly-owned subsidiaries

Form 10-KSB

H - Transitional small business issuers

Form 10-KSB

Item 1 - Business

Form 10-KSB
S-B 101

Item 2 - Properties

Form 10-KSB
S-B 102

Item 3 - Legal proceedings

Form 10-KSB
S-B 103

Item 4 - Results of security holder vote

Form 10-KSB

Item 5a - Market information; Unregistered sales

Form 10-KSB
S-B 201
S-B 701

Item 5b - Use of proceeds from registered sales

Form 10-KSB
S-B 701(f)

Item 5c - Issuer repurchases

Item 6 - MD&A

Form 10-KSB
S-B 303

Item 7 - Financials

Form 10-KSB
S-B 310(a)

Item 8 - Accountant resignation

Form 10-KSB
S-B 304(b)

Item 8A - Controls and procedures

Form 10-KSB
S-B 307
S-B 308

Item 8B - Other Information

Form 10-KSB
Form 8-K

Item 9 - Directors; Executive officers

Form 10-KSB
S-B 401
S-B 405
S-B 406

Item 10 - Executive compensation

Form 10-KSB
S-B 402

Item 11 - Security ownership

Form 10-KSB
S-B 201(d)
S-B 403

Item 12 - Related party transactions

Form 10-KSB
S-K 404

Item 13 - Exhibits;

Form 10-KSB
S-B 601

Item 14 - Accounting fees

Form 10-KSB
Schedule 14A Item 9(e)

Form 10-KSB
Signatures

Transitional SBIs

Item 15 - Exhibits; Financial schedules

Form 10-KSB
S-B 601
Regulation S-X

CEO / CFO Certification

Principal executive officer and principal financial officer
are required to provide specified certifications

Section 302 certification

Filed as Exhibit 31 to Form 10-K
See Filing requirements

Section 906 certification

Filed as Exhibit 32 to Form 10-K
See Filing requirements

SEC FAQs

Telephone Manual 1997

Items S27 - S42

Related Topics

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