Perceived abuses in roll-up transactions became a focus of legislation and rule-making in the early 1990s

• In 1991, the SEC adopted Regulation S-K subpart 900 to enhance the quality of information provided to investors in connection with roll-up transactions, and established a minimum 60-day proxy solicitation or tender offer period for them
• In 1992, the SEC provided rights to security holders to obtain a list of security holders in connection with a roll-up related proxy solicitation involving Section 12 registered securities
• In 1993, Section 14(h) was added to the Exchange Act to address roll-up abuses to imposes disclosure and other requirements for roll-up transactions

• Codified the disclosure requirements of Regulation S-K subpart 900
• Revised SEC proxy and tender offer rules
• Defined "limited partnership roll-up transaction"

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• Limited Partnership Rollup Reform Act of 1993

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