ABS: Form S-3

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SEC Website PDF

Summary

Modified Form S-3 disclosure

Specified Regulation AB items are also required
Per S-3 General Instruction V
Final release commentary III.A.3.a., Gen Instr V

Modified signature requirements

Final release commentary III.A.3.d

Modified Form S-3 registration statement

Some 10-K items are inapplicable
Instead, specified Regulation AB items apply

ABS eligibility requirements

Some 10-K items are inapplicable
Instead, specified Regulation AB items apply

Shelf registration requirements

Some 10-K items are inapplicable
Instead, specified Regulation AB items apply

Shelf Registration

Final release commentary III.A.3.b

Prospectus Delivery

Rule 15c2-8(b)

Final release commentary III.A.5

Modified Form S-3

General Instructions

I - Eligibility

Registrant requirements
Transaction requirements
Majority-owned subsidiaries

II - SEC general rules
III - DRIPs
IV - Additional securities
V - Additional securities

Per General Instruction V

Specified Regulation AB items must be included
Modified signature requirements

Preliminaries
"Check the box"

DRIPs
Shelf registration - Rule 415
Additional securities - Rule 462(b)
Post-effective amendment - Rule 462(c)
Post-effective amendment - Rule 462(d)
Prospectus delivery - Rule 434
Filing fees

Per General Instruction V

Specified Regulation AB items must be included
Modified signature requirements

Part I Information Required in Prospectus

Item 1 - Forepart; Outside front cover

S-K 501

Item 2 - Inside front; Outside back cover

S-K 502

Item 3 - Summary information; Risk factors; Ratio of earnings

S-K 503(a) - Summary information
S-K 503(c) - Risk factors
S-K 503(d) - Ratio of earnings

Item 4 - Use of proceeds

S-K 504

Item 5 - Determination of offering price

S-K 505

Item 6 - Dilution

S-K 506

Item 7 - Selling security holders

S-K 507

Item 8 - Plan of distribution

S-K 508

Item 9 - Description of securities

S-K 202

Item 10 - Interests of experts and counsel

S-K 509

Item 11 - Material changes

Item 12 - Incorporation by reference

Item 13 - Re: Indemnification

S-K 510

Regulation AB Items

Part II Information Not Required in Prospectus

Item 13 - Other expenses

S-K 511

Item 14 - Indemnification of directors and officers

S-K 702

Item 15 - Recent sales of unregistered securities

S-K 701

Item 16 - Exhibits; Financial schedules

S-K 601
Regulation S-X

Item 17 - Undertakings

S-K 512

Signatures

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