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Summary
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A
principles-based set of disclosure items tailored specifically to asset-backed
securities ABS
- A subpart
of Regulation S-K
- The "1100 series"
Regulation
AB items key to the disclosure requirements in the SEC's ABS registration
statements and forms
- Similar
to the integrated disclosure system applicable to other issuers
SEC
commentary
Key
issues
- Definition of
asset-backed security
defines
the scope of Regulation AB
- Requires disclosure of
static pool data
- Increased disclosures about transaction
participants,
including servicers, enhancement providers and derivative providers
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Regulation AB Quick Finder
Item | |
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1100 |
General |
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1101 |
Definitions |
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1102 |
Forepart of registration statement and
outside cover page of the
prospectus |
|
1103 |
Transaction summary and risk factors |
|
1104 |
Sponsors |
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1105 |
Static pool information |
|
1106 |
Depositors |
|
1107 |
Issuing entities |
|
1108 |
Servicers |
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1109 |
Trustees |
|
1110 |
Originators |
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1111 |
Pool assets |
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1112 |
Significant obligors of pool assets |
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1113 |
Structure of the transaction |
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1114 |
Credit enhancement and other support,
except for certain
derivatives instruments |
|
1115 |
Certain derivatives instruments |
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1116 |
Tax matters |
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1117 |
Legal proceedings |
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1118 |
Reports and additional information |
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1119 |
Affiliations and certain relationships
and related transactions |
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1120 |
Ratings |
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1121 |
Distribution and pool performance information |
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1122 |
Compliance with applicable servicing criteria |
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1123 |
Servicer compliance statement |
Archive
SEC_CODE_REF_0090001192884
Related Topics
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