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Investment Advisors Act
§ 217 Government Printing Office - US Code Online

Penalties

Any person who willfully violates any provision of this title, or any rule, regulation, or order promulgated by the Commission under authority thereof, shall, upon conviction, be fined not more than $ 10,000, imprisoned for not more than five years, or both.

Legislative History

Aug. 22, 1940, ch 686, Title II, § 217, 54 Stat. 857
Sept. 13, 1960, P.L. 86-750, § 15, 74 Stat. 888
June 4, 1975, P.L. 94-29, § 27(f), 89 Stat. 163.

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