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Rule 135b 17cfr230_135b

Materials Not Deemed an Offer to Sell or Offer to Buy Nor a Prospectus


Materials meeting the requirements of Rule 9b-1 shall not be deemed an offer to sell or offer to buy a security for purposes solely of Section 5 of the Act, nor shall such materials be deemed a prospectus for purposes of Sections 2(a)(10) and 12(a)(2) of the Act, even if such materials are referred to in, deemed to be incorporated by reference into, or otherwise in any manner deemed to be a part of a Form S-20 prospectus.


Regulatory History

SEC Release 33-6426:  47 FR 41955, Sept. 23, 1982
SEC Release 33-8049
:  67 FR 228, 230, Jan. 2, 2002

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