Rule 134b
 
Statements of Additional Information
For the purpose only of
Section
5(b) of the Act, the term "prospectus" as defined in
Section 2(a)(10)
of the Act does not include a Statement of Additional Information filed
as part of a registration statement on Form N-1A (§ 239.15A and § 274.11A
of this chapter), Form N-2 (§ 239.14 and § 274.11a-1 of this chapter),
Form N-3 (§ 239.17a and § 274.11b of this chapter), Form N-4 (§ 239.17b
and § 274.11c of this chapter), or Form N-6 (§ 239.17c and § 274.11d of
this chapter) transmitted prior to the effective date of the registration
statement if it is accompanied or preceded by a preliminary prospectus
meeting the requirements of
Rule 430.
Regulatory History |
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SEC Release 33-6967: 57 FR 56834, Dec. 1, 1992 SEC Release 33-8088: 67 FR 19848,
19868, Apr. 23, 2002 |
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