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Regulation S-X 17cfr210_12_15
Rule 12-15

Summary of Investments -
Other than Investments in Related Parties


For insurance companies

Column A Column B Column C Column D
Type of Investment Cost 1 Value Amount at which shown on the balance
sheet 2
Fixed maturities:      
Bonds:      
United States Government
and government agencies
and authorities
__________ __________ __________
States, municipalities and
political subdivisions
__________ __________ __________
Foreign governments __________ __________ __________
Public utilities __________ __________ __________
Convertibles and bonds
with warrants attached 3
__________ __________ __________
All other corporate bonds __________ __________ __________
Certificates of deposit __________ __________ __________
Redeemable preferred stock __________ __________ __________
       
Total fixed maturities __________ __________ __________
       
Equity securities:      
Common stocks:      
Public utilities __________ __________ __________
Banks, trust and insurance
companies
__________ __________ __________
Industrial, miscellaneous
and all other
__________ __________ __________
Nonredeemable preferred stocks __________ __________ __________
       
Total equity securities __________ __________ __________
       
Mortgage loans on real estate __________ __________ __________
Real estate 4 __________ __________ __________
Policy loans __________ __________ __________
Other long-term investments __________ __________ __________
Short-term investments __________ __________ __________
       
Total investments __________ __________ __________


1. Original cost of equity securities and, as to fixed maturities, original cost reduced by repayments and adjusted for amortization of premiums or accrual of discounts.

2. If the amount at which shown in the balance sheet is different from the amount. shown in either column B or C, state the reason for such difference. The total of this column should agree with the balance sheet.

3. All convertibles and bonds with warrants shall be included in this caption, regardless of issuer.

4. State separately any real estate acquired in satisfaction of debt.


Regulatory History

46 FR 54337, Nov. 2, 1981

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