Bottom

Print Add to favorites
 

Regulation S-X  17cfr210_12_12B
Rule 12-12B

Open Option Contracts Written


For management investment companies only

Column
A
Column
B
Column
C
Column
D
Column
E
Name of issuer  1 2 Number of contracts 3 Exercise price Expiration date Value 4

1. Information as to put options shall be shown separately from information as to call options.

2. Options of an issuer where exercise prices or expiration dates differ shall he listed separately.

3 . If the number of shares subject to option is substituted for number of contracts, the column name shall reflect that change.

4. Column E shall be totaled and shall agree with the correlative amount shown on the related balance sheet.


Regulatory History

47 FR 56844, Dec. 21, 1982

Top


Clear Gif