Regulation S-T Rule 601
Foreign Private Issuers and Foreign Governments
a. Foreign
private issuers and foreign governments shall not be subject to the mandated
electronic filing requirements of this part 232, except that a document
filed either jointly with, or with respect to, a registrant that is subject
to mandated electronic filing shall be filed in electronic format. See
Rule 100 of Regulation S-T.
b. Foreign
private issuers and foreign governments may choose to file electronically
any document not required to be so filed to the extent that an appropriate
form type is available, as identified by the EDGAR Filer Manual.
c. Notwithstanding
any provision of this part 232, if a foreign private issuer engages in
an exchange offer, merger or other business combination transaction with
a domestic registrant and the foreign private issuer files a Securities
Act registration statement with respect to the transaction, the registration
statement and all other documents relating to the transaction may be filed
in paper, provided that the domestic registrant will not be subject to
the reporting requirements of the Exchange Act at the conclusion of the
transaction.
Regulatory History |
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62 FR 36450,
36458, July 8, 1997 67
FR 36678, 36700, May 24, 2002 |
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