Regulation S-B
 
Item 502 Inside Front and Outside Back Cover Pages of Prospectus
The small business issuer must furnish the following information in
plain English. See
Rule
421(d) of Regulation C.
a. Table
of contents. On either the inside front or outside back cover page
of the prospectus, provide a reasonably detailed table of contents. It
must show the page number of the various sections or subdivisions of the
prospectus. Include a specific listing of the risk factors section required
by Item
503 of this Regulation S-B. You must include the table of contents
immediately following the cover page in any prospectus you deliver electronically;
b.
Dealer prospectus
delivery obligation. If applicable to your offering, on the outside
back cover page of the prospectus, advise dealers of their prospectus
delivery obligation, including the expiration date specified by
Section
4(3) of the Securities Act and
Rule
174 under such Act. You may use the following or other clear, plain
language:
Dealer Prospectus
Delivery Obligation
Until (insert date), all dealers that effect transactions in these
securities, whether or not participating in this offering, may be required
to deliver a prospectus. This is in addition to the dealers' obligation
to deliver a prospectus when acting as underwriters and with respect to
their unsold allotments or subscriptions.
Regulatory History |
|
57 FR 36460, Aug. 13, 1992
58 FR 19605, Apr. 15, 1993
60 FR 26613, May 17, 1995
61 FR 24652, 24654, May 15, 1996
62 FR 520, 542, Jan. 3, 1997
63 FR 6370, 6380, Feb. 6, 1998 |
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