Rule 6a-1
  Application for Registration as a National Securities Exchange
or Exemption from Registration Based on Limited Volume
a. An
application for registration as a national securities exchange, or for
exemption from such registration based on limited volume, shall be filed
on Form 1, in accordance with the instructions contained therein.
b. Promptly
after the discovery that any information filed on Form 1 was inaccurate
when filed, the exchange shall file with the Commission an amendment correcting
such inaccuracy.
c. Promptly
after the discovery that any information in the statement, any exhibit,
or any amendment was inaccurate when filed, the exchange shall file with
the Commission an amendment correcting such inaccuracy.
d. Whenever
the number of changes to be reported in an amendment, or the number of
amendments filed, are so great that the purpose of clarity will be promoted
by the filing of a new complete statement and exhibits, an exchange may,
at its election, or shall, upon request of the Commission, file as an
amendment a complete new statement together with all exhibits which are
prescribed to be filed in connection with Form 1.
Regulatory History |
|
SEC Release 34-4383: 14 FR 7759, Dec.
29, 1949
SEC Release 34-40760: 63 FR 70844,
70918, Dec. 22, 1998 |
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