Rule 3a11-1
  Definition of the Term "Equity
Security"
The term equity security
is hereby defined to include
any stock or similar security, certificate of interest or participation
in any profit sharing agreement, preorganization certificate or subscription,
transferable share, voting trust certificate or certificate of deposit
for an equity security, limited partnership interest, interest in a joint
venture, or certificate of interest in a business trust; any security
future on any such security; or any security convertible, with or without
consideration into such a security, or carrying any warrant or right to
subscribe to or purchase such a security; or any such warrant or right;
or any put, call, straddle, or other option or privilege of buying such
a security from or selling such a security to another without being bound
to do so.
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