Rule 24c-1
  Access to Nonpublic Information
a. For
purposes of this section, the term "nonpublic information" means
records, as defined in
Section
24(a) of the Act, and other information in the Commission's possession,
which are not available for public inspection and copying.
b.
The Commission may,
in its discretion and upon a showing that such information is needed,
provide nonpublic information in its possession to any of the following
persons if the person receiving such nonpublic information provides such
assurances of confidentiality as the Commission deems appropriate:
1.
A federal, state, local or foreign government or any political subdivision,
authority, agency or instrumentality of such government;
2.
A self-regulatory organization as defined in
Section
3(a)(26) of the Act, or any similar organization empowered with self-regulatory
responsibilities under the federal securities laws (as defined in
Section
3(a)(47) of the Act), the Commodity Exchange Act , or any substantially
equivalent foreign statute or regulation;
3.
A foreign financial regulatory authority as defined in
Section
3(a)(51) of the Act;
4.
The Securities Investor Protection Corporation or any trustee or counsel
for a trustee appointed pursuant to Section 5(b) of the Securities Investor
Protection Act of 1970;
5.
A trustee in bankruptcy;
6.
A trustee, receiver, master, special counsel or other person that is appointed
by a court of competent jurisdiction or as a result of an agreement between
the parties in connection with litigation or an administrative proceeding
involving allegations of violations of the securities laws (as defined
in Section 3(a)(47)
of the Act) or the Commission's Rules of Practice, 17 CFR Part 201, or
otherwise, where such trustee, receiver, master, special counsel or other
person is specifically designated to perform particular functions with
respect to, or as a result of, the litigation or proceeding or in connection
with the administration and enforcement by the Commission of the federal
securities laws or the Commission's Rules of Practice;
7.
A bar association, state accountancy board or other federal, state, local
or foreign licensing or oversight authority, or a professional association
or self-regulatory authority to the extent that it performs similar functions;
or
8.
A duly authorized agent, employee or representative of any of the above
persons.
c.
Nothing contained in
this section shall affect:
1.
The Commission's authority or discretion to provide or refuse to provide
access to, or copies of, nonpublic information in its possession in accordance
with such other authority or discretion as the Commission possesses by
statute, rule or regulation; or
2.
The Commission's responsibilities under the Privacy Act of 1974 , or the
Right to Financial Privacy Act of 1978 as limited by
Section
21(h) of the Act.
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