Rule 17a-8
  Financial Recordkeeping and Reporting of Currency
and Foreign Transactions
Every registered broker or dealer who is subject to the requirements of the
Currency and Foreign Transactions Reporting Act of 1970 shall comply with the reporting, recordkeeping and record retention requirements of part
103 of title 31 of the Code of Federal Regulations. Where part 103 of title 31 of the Code of Federal Regulations and
Rule 17a-4 of this chapter require the same records or reports to be preserved for different periods of time, such records or reports shall be preserved for the longer period of time. .
Regulatory History |
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46 FR 61455, Dec. 17, 1981 |
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