Rule 17a-22
 
Supplemental Material of Registered Clearing Agencies
Within ten days after issuing, or making generally available,
to its
participants or to other entities with whom it has a significant
relationship, such as pledgees, transfer agents, or self-regulatory
organizations, any material (including, for example, manuals, notices,
circulars, bulletins, lists, or periodicals), a registered clearing
agency shall file three copies of such material with the Commission. A
registered clearing agency for which the Commission is not the
appropriate regulatory agency shall at the same time file one copy of
such material with its appropriate regulatory agency.
Regulatory History |
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45 FR 73914, Nov. 7, 1980 |
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