Rule 15Aa-1

Rule 15Aa-1

Registration of a National or an Affiliated Securities Association

Any application for registration of an association as a national, or as an affiliated, securities association shall be made in triplicate on Form X-15AA-1 accompanied by three copies of the exhibits prescribed by the Commission to be filed in connection therewith.

Regulatory History

13 FR 8209, Dec. 22, 1948.
Redesignated at 30 FR 11851, Sept. 16, 1965

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Rule 15Aa-1

Registration of a National or an Affiliated Securities Association

Regulatory History