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Rule 12g-1 17CFR240_12g_1

Exemption from Section 12(g)


An issuer shall be exempt from the requirement to register any class of equity securities pursuant to section 12(g)(1) if on the last day of its most recent fiscal year the issuer had total assets not exceeding $10 million and, with respect to a foreign private issuer, such securities were not quoted in an automated inter-dealer quotation system.


Regulatory History

SEC Release 34-20264:  48 FR 46739, Oct. 14, 1983
SEC Release 34-23406:  51 FR 25362, July 14, 1986
SEC Release 34-37157:  61 FR 21354, 21356, May 9, 1996

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