Rule 10a-1
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Short Sales
| Amendment Alert!
Rule 10a-1
Text below reflects this change
For prior text of rule, see
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Section 240.10a-1 is removed and reserved and the
undesignated heading preceding the section is removed.
Regulatory History |
SEC Release 34-11468: 40 FR 25444, June 16, 1975
SEC Release 34-16589 : 45 FR 12390, Feb. 26, 1980
SEC Release 34-17314: 45 FR 79021, Nov. 28, 1981
SEC Release 34-18101: 46 FR 49114, Oct. 8, 1981
SEC Release 34-20715: 49 FR 9415, Mar. 13, 1984
SEC
Release 34-22975: 51 FR 8804, Mar. 14, 1986
SEC Release 34-24635: 52 FR 24152, June 29, 1987
SEC Release 34-32100: 58 FR 18146, April 8, 1993
SEC Release 33-7375: 62 FR 520, 543, Jan. 3, 1997
SEC Release
34-51808: 70 FR 37496, Jun. 29, 2005
SEC Release 34-55970
72 FR ____, Jul. 3, 2007 |
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