205_7

Part 205 Standards Of Professional Conduct For Attorneys Appearing and Practicing Before the Commission in the Representation
of an Issuer

Rule 7
No Private Right of Action

a. Nothing in this part is intended to, or does, create a private right of action against any attorney, law firm, or issuer based upon compliance or noncompliance with its provisions.

b. Authority to enforce compliance with this part is vested exclusively in the Commission.

Regulatory History

SEC Release 34-11468: 68 FR 6296, 6320, Feb. 6, 2003.

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Part 205

Standards Of Professional Conduct For Attorneys Appearing and Practicing Before the Commission in the Representation of an Issuer

Rule 7 No Private Right of Action

Regulatory History

Standards Of Professional Conduct For Attorneys Appearing and Practicing Before the Commission in the Representation
of an Issuer

Rule 7
No Private Right of Action