Investment Company Act Rules
 
Rule 30a-2
Certification of Form NCSR and Form N-Q
(a) Each report filed on Form N-CSR (Sec. Sec.
249.331 and 274.128
of this chapter) or Form N-Q (Sec. Sec. 249.332 and 274.130 of this
chapter) by a registered management investment company must include
certifications in the form specified in Item 12(a)(2) of Form N-CSR or
Item 3 of Form N-Q, as applicable, and such certifications must be filed
as an exhibit to such report. Each principal executive and principal
financial officer of the investment company, or persons performing
similar functions, at the time of filing of the report must sign a
certification. (b) Each report on Form N-CSR filed by a registered
management
investment company under Section 13(a) or 15(d) of the Securities
Exchange Act of 1934 (15 U.S.C. 78m(a) or 78o(d)) and that contains
financial statements must be accompanied by the certifications required
by Section 1350 of Chapter 63 of Title 18 of the United States Code (18
U.S.C. 1350) and such certifications must be furnished as an exhibit to
such report as specified in Item 12(b) of Form N-CSR. Each principal
executive and principal financial officer of the investment company (or
equivalent thereof) must sign a certification. This requirement may be
satisfied by a single certification signed by an investment company's
principal executive and principal financial officers.
(c) A person required to provide a certification specified in
paragraph (a) or (b) of this section may not have the certification signed on his or
her behalf pursuant to a power of attorney or other form of confirming
authority.
(d) The certification requirements of this section do not
apply to
XBRL-Related Documents, as defined in Sec. 232.11 of this chapter.
Regulatory History |
68 FR 36671, June 18, 2003, as amended at 68 FR 67011, Nov. 28, 2003
68 FR 69223, Dec. 11, 2003
69 FR 11264, Mar. 9, 2004
69 FR 52799, August 27, 2004
70 FR 6573, Feb. 8, 2005 |
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